Audit Advisory Notices
To Chief Financial Officers, Compliance Officers, New Firm Approval Contacts, Firm EFS Contacts
From Audit Department, Clearing House Division
Subject CME Group Firm Memberships
Notice Date 2008-05-02
Notice Number 07-02
Effective Date 2008-05-02
CME Group Inc. (“CME Group”) recently harmonized, to the extent possible, the rulebooks of its two subsidiary exchanges - Chicago Mercantile Exchange Inc. (“CME”) and Chicago Board of Trade Inc. (“CBOT”). As part of the harmonization project, changes were made to the designations/names of the various firm memberships of the two exchanges. It is important to note that no changes were made to the requirements and benefits of the firm membership categories, only to their names.
 
For easy reference, outlined on the following pages are the firm membership types – new and former designations/names.
 
If you have any questions, please call the Audit Department at (312) 930-3230.
 
CHICAGO MERCANTILE EXCHANGE
 
CME Clearing Members
 
Firm Membership Designation
Former Designation
CME Clearing Member
CME Clearing Member
CME Corporate Equity Member
CME Inactive Clearing Member
 
Note: CME Corporate Equity Members are included in the term “ clearing members” as used in CME Rules unless otherwise specified.  
 
CME Trading Members
 
Firm Membership Designation
Former Designation
 CME Rule 106.H. Trading Member Firm
CME Rule 106.H. Corporate Member Firm Transfer
 
CME Affiliate Member Firms
 
Firm Membership Designation
Former Designation
CME Rule 106.I. Affiliate Member Firm
CME Rule 106.I. Related Party Employee Transfer
CME Rule 106.S. Family of Funds Member Firm
CME Rule 106.S. Family of Funds Transfer
 
CME Electronic Corporate Members
 
Firm Membership Designation
Former Designation
CME Rule 106.R. Electronic Corporate Member Firm
CME Rule 106.R. Electronic Corporate Member Transfer
 
 
 
 
CHICAGO BOARD OF TRADE
CBOT Clearing Members
 
Firm Membership Designation
Former Designation
CBOT Clearing FCM
Registered Clearing FCM
CBOT Clearing Closely Held Corporate Member
Closely Held Clearing Proprietary Firm
CBOT Clearing Corporate Member
Corporate Clearing Proprietary Firm
CBOT Sole Proprietor Clearing Member
Sole Proprietor Clearing Member
 
CBOT Equity Members (Non-Clearing)
 
Firm Membership Designation
Former Designation
CBOT Rule 106.J. Equity FCM
Registered Equity FCM
CBOT Rule 106.J. Equity Closely Held Corporate Member Firm
Closely Held Equity Proprietary Firm
CBOT Rule 106.J. Equity Corporate Member Firm
Corporate Equity Proprietary Firm
CBOT Rule 106.S. Family of Funds Equity Member Firm
Pools, Hedge Funds or Other Collective Investment Vehicles – Equity Member
 
CBOT Trading Members
 
Firm Membership Designation
Former Designation
CBOT Rule 106.H. Trading FCM
Registered Trading FCM
CBOT Rule 106.H. Corporate Trading Firm
Proprietary Trading Firm
CBOT Rule 106.S. Family of Funds Trading Member Firm
Pools, Hedge Funds or Other Collective Investment Vehicles – Trading Member
 
CBOT Affiliate Members
 
Firm Membership Designation
Former Designation
CBOT Rule 106.I. Affiliate Member Firm – CBOT Clearing and Equity Member
Membership Umbrella or Qualified Affiliate
CBOT Rule 106.I. Affiliate Member Firm – CBOT Clearing, Equity, and Trading Member
Qualified Affiliate
 
CME Electronic Corporate Members
 
Firm Membership Designation
Former Designation
CBOT Rule 106.R. Electronic Corporate Member Firm
e-cbot Member Firm